Denise C. Johnson - 12 Jan 2026 Form 4 Insider Report for CATERPILLAR INC (CAT)

Role
Group President
Signature
/s/ Nicole Puza, POA for Denise Johnson
Issuer symbol
CAT
Transactions as of
12 Jan 2026
Net transactions value
-$294,192
Form type
4
Filing time
13 Jan 2026, 14:57:56 UTC
Previous filing
14 Nov 2025
Next filing
04 Feb 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Johnson Denise C Group President 5205 N. O'CONNOR BOULEVARD, SUITE 100, IRVING /s/ Nicole Puza, POA for Denise Johnson 13 Jan 2026 0001608229

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CAT Common Stock Tax liability $294,192 -473 -1.1% $621.97 43,350 12 Jan 2026 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of Restricted Stock Units granted January 12, 2024.
F2 Includes adjustment for dividends accrued.