Anthony D. Fassino - 12 Jan 2026 Form 4 Insider Report for CATERPILLAR INC (CAT)

Role
Group President
Signature
/s/ Nicole Puza, POA for Anthony Fassino
Issuer symbol
CAT
Transactions as of
12 Jan 2026
Net transactions value
-$294,192
Form type
4
Filing time
13 Jan 2026, 14:56:51 UTC
Previous filing
12 Nov 2025
Next filing
03 Feb 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Fassino Anthony D. Group President 5205 N. O'CONNOR BOULEVARD, SUITE 100, IRVING /s/ Nicole Puza, POA for Anthony Fassino 13 Jan 2026 0001839757

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CAT Common Stock Tax liability $294,192 -473 -1.1% $621.97 41,151 12 Jan 2026 Direct F1, F2
holding CAT Common Stock 1,499 12 Jan 2026 Held by 401(k) Plan F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of Restricted Stock Units granted January 12, 2024.
F2 Includes adjustment for dividends accrued.
F3 The information in this report is based on a 401(k) plan statement dated as of December 31, 2025.