| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| DiSanto Mark | Director | C/O XCEL BRANDS, INC., 550 SEVENTH AVENUE, NEW YORK | /s/ Mark DiSanto | 05 Dec 2025 | 0001530941 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | XELB | Common Stock | Award | $14,257 | +15,167 | +196% | $0.9400 | 22,917 | 03 Dec 2025 | Direct | F1 |
| transaction | XELB | Common Stock | Award | $18,800 | +20,000 | +87% | $0.9400 | 42,917 | 03 Dec 2025 | Direct | F2 |
| transaction | XELB | Common Stock | Purchase | $17,500 | +50,000 | +17% | $0.3500 | 337,018 | 05 Dec 2025 | See Footnote | F3 |
| holding | XELB | Common Stock | 8,239 | 03 Dec 2025 | See Footnote | F4 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | XELB | Stock Options | Award | $0 | +36,500 | $0.000000 | 36,500 | 03 Dec 2025 | Common Stock | 36,500 | $0.9400 | Direct |
| Id | Content |
|---|---|
| F1 | Represents shares of restricted stock awarded pursuant to a restricted stock agreement, which vests on March 31, 2026, provided that the reporting person may extend the vesting date as to all or a portion of the shares, one or more times, in six month increments, at his sole discretion. |
| F2 | Represents shares awarded to Mr. DiSanto |
| F3 | Represents shares held by the Mark X DiSanto Investment Trust, of which Mr. DiSanto is trustee as to which Mr. DiSanto has sole voting dispositive power. |
| F4 | Represents shares held by other trusts, of which Mr. DiSanto is trustee as to which Mr. DiSanto has sole voting dispositive power. |