Susan C. Schwab - 19 Nov 2025 Form 4 Insider Report for CATERPILLAR INC (CAT)

Role
Director
Signature
/s/ Nicole Puza, POA for Susan C. Schwab
Issuer symbol
CAT
Transactions as of
19 Nov 2025
Net transactions value
$0
Form type
4
Filing time
20 Nov 2025, 15:04:04 UTC
Previous filing
01 Oct 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
SCHWAB SUSAN C Director 5205 N. O'CONNOR BOULEVARD, SUITE 100, IRVING /s/ Nicole Puza, POA for Susan C. Schwab 20 Nov 2025 0001202958

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CAT Common Stock Gift $0 -990 -14% $0.000000 5,948 19 Nov 2025 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a donation of ordinary shares to a 501(c)(3) Foundation account.
F2 Includes dividends accrued.