Bob de Lange - 05 Nov 2025 Form 4 Insider Report for CATERPILLAR INC (CAT)

Role
Group President
Signature
/s/ Nicole Puza, POA for Bob De Lange
Issuer symbol
CAT
Transactions as of
05 Nov 2025
Net transactions value
-$11,254,171
Form type
4
Filing time
07 Nov 2025, 14:09:49 UTC
Previous filing
16 Sep 2025
Next filing
16 Dec 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
De Lange Bob Group President 5205 N. O'CONNOR BOULEVARD, SUITE 100, IRVING /s/ Nicole Puza, POA for Bob De Lange 07 Nov 2025 0001694342

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CAT Common Stock Options Exercise $3,022,400 +20,000 +25% $151.12 100,209 05 Nov 2025 Direct F1
transaction CAT Common Stock Tax liability $3,022,345 -5,362 -5.4% $563.66 94,847 05 Nov 2025 Direct
transaction CAT Common Stock Sale $8,231,826 -14,638 -15% $562.36 80,209 05 Nov 2025 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CAT Employee Stock Options Options Exercise $3,022,400 -20,000 -49% $151.12 20,512 05 Nov 2025 Common Stock 20,000 $151.12 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes adjustments for dividends accrued.
F2 This transaction was executed in multiple trades at prices ranging from $562.32 to $562.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3 The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 5, 2018 and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date.