| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| BRADLEY NATHANIEL T | Chief Executive Officer, Director, 10%+ Owner | C/O DATA VAULT HOLDINGS INC., 48 WALL STREET, FLOOR 11, NEW YORK | /s/ Nathaniel Bradley | 27 Jun 2025 | 0001755804 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | DVLT | Common Stock | Award | $0 | +219K | +5.41% | $0.00 | 4.27M | 25 Jun 2025 | Direct | F1 |
| transaction | DVLT | Common Stock | Award | $0 | +54.7K | +1.87% | $0.00 | 2.98M | 25 Jun 2025 | By Spouse | F2, F3 |
| holding | DVLT | Common Stock | 4M | 25 Jun 2025 | By EOS Technology Holdings Inc. | F3 |
| Id | Content |
|---|---|
| F1 | 218,905 shares (the "LTIP Shares") of common stock, par value $0.0001 per share, of the issuer were received by Nathaniel Bradley ("Mr. Bradley") as compensation for Mr. Bradley's service as a member of the issuer's board of directors and as an officer pursuant to the issuer's 2018 Long-Term Stock Incentive Plan (the "Grant"). The LTIP Shares associated with the Grant are scheduled to vest in equal installments, from the period from September 20, 2025 to June 20, 2028, on each September 20th, December 20th, March 20th and June 20th, so long as Mr. Bradley remains in the service of the issuer on each such date. |
| F2 | 54,726 LTIP Shares of the issuer were received by Mr. Bradley's spouse, Sonia Choi ("Ms. Choi"), as compensation for Ms. Choi's service as an employee of the issuer pursuant to the issuer's 2018 Long-Term Stock Incentive Plan. The LTIP Shares associated with the Grant are scheduled to vest in equal installments, from the period from September 20, 2025 to June 20, 2028, on each September 20th, December 20th, March 20th and June 20th, so long as Ms. Choi remains in the service of the issuer on each such date. |
| F3 | Mr. Bradley disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 of the Exchange Act or for any other purposes. |