| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | DVLT | Common Stock | Award | $0 | +150,000 | +5.4% | $0.000000 | 2,925,954 | 26 Feb 2025 | By Spouse | F1, F2 |
| holding | DVLT | Common Stock | 3,999,911 | 26 Feb 2025 | By Data Vault Holdings Inc. | F1 | |||||
| holding | DVLT | Common Stock | 4,046,456 | 26 Feb 2025 | Direct |
| Id | Content |
|---|---|
| F1 | Nathaniel Bradley ("Mr. Bradley") disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 of the Exchange Act or for any other purposes. |
| F2 | 150,000 shares (the "LTIP Shares") of common stock, par value $0.0001 per share, of the issuer were received by Mr. Bradley's spouse, Sonia Choi ("Ms. Choi"), as compensation for Ms. Choi's service as an employee of the issuer pursuant to the issuer's 2018 Long-Term Stock Incentive Plan (the "Grant"). The LTIP Shares associated with the Grant are scheduled to vest in equal installments, from the period from June 20, 2025 to March 20, 2028, on each March 20th, June 20th, September 20th, and December 20th, so long as Ms. Choi remains in the service of the issuer on each such date |