Mark DiSanto - 28 May 2025 Form 4 Insider Report for XCel Brands, Inc. (XELB)

Role
Director
Signature
/s/ Mark DiSanto
Issuer symbol
XELB
Transactions as of
28 May 2025
Net transactions value
$0
Form type
4
Filing time
30 May 2025, 14:17:05 UTC
Previous filing
04 Apr 2024
Next filing
05 Aug 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
DiSanto Mark Director C/O TRIPLE CROWN CORP., 5351 JAYCEE AVENUE, HARRISBURG /s/ Mark DiSanto 30 May 2025 0001530941

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction XELB Common Stock Award $0 +1,000 +27% $0.000000 4,650 28 May 2025 Direct F1
transaction XELB Common Stock Award $0 +6,250 $0.000000 5,375 28 May 2025 Direct F2
holding XELB Common Stock 130,685 28 May 2025 See Footnote F2, F3
holding XELB Common Stock 8,239 28 May 2025 See Footnote F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction XELB Stock Option Award $0 +6,250 $0.000000 2,500 28 May 2025 Common Stock 6,250 $2.63 Direct
transaction XELB Stock Option Award $0 +2,500 $0.000000 2,500 28 May 2025 Common Stock 2,500 $2.63 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of restricted stock awarded pursuant to a restricted stock agreement, which vests as to 50% of the shares on each of April 1, 2026 and April 1, 2027, provided that the reporting person may extend the vesting date as to all or a portion of the shares, one or more times, in six month increments, at his sole discretion.
F2 Represents shares of restricted stock awarded pursuant to a restricted stock agreement, which vests on November1, 2025.
F3 Represents shares held by The Mark X DiSanto Investment Trust, of which Mr. DiSanto is trustee and as to which Mr. DiSanto has sole voting dispositive power.
F4 Represents shares held by other trusts, of which Mr. DiSanto is trustee and as to which Mr. DiSanto has sole voting dispositive power.
F5 The options vest as to 50% of the shares on each of May 28, 2025 and May 1, 2026.