Mark DiSanto - 28 May 2025 Form 4 Insider Report for XCel Brands, Inc. (XELB)

Reporting relationship: Director
Issuer ticker: XELB
Reported as of: 28 May 2025
Net transaction value: $0
SEC form: 4
Accepted by SEC: 30 May 2025, 14:17:05 UTC
Prior SEC filing: 04 Apr 2024
Next SEC filing: 05 Aug 2025
Source filing: View source filing
Reporting owner signature: /s/ Mark DiSanto

Key filing fact

Mark DiSanto filed Form 4 for XCel Brands, Inc. (XELB) on 30 May 2025.

Key facts

This page summarizes Mark DiSanto's Form 4 filing for XCel Brands, Inc. (XELB).
4 reported transactions and 2 derivative rows are listed below.
Accepted by SEC: 30 May 2025, 14:17.

Change

Previous filing in this sequence was filed on 04 Apr 2024.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001530941 Primary reporting owner

DiSanto Mark

Relationship: Director
Address: C/O TRIPLE CROWN CORP., 5351 JAYCEE AVENUE, HARRISBURG
Signature: /s/ Mark DiSanto
Signature date: 30 May 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

XELB transaction

Common Stock

Award

Transaction value: $0
Shares: +1,000
Change %: +27%
Price: $0.000000
Shares after: 4,650
Date: 28 May 2025
Ownership: Direct
Footnotes: F1

XELB transaction

Common Stock

Award

Transaction value: $0
Shares: +6,250
Change %
Price: $0.000000
Shares after: 5,375
Date: 28 May 2025
Ownership: Direct
Footnotes: F2

XELB holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 130,685
Date: 28 May 2025
Ownership: See Footnote
Footnotes: F2, F3

XELB holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 8,239
Date: 28 May 2025
Ownership: See Footnote
Footnotes: F4

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

XELB transaction Derivative

Stock Option

Award

Transaction value: $0
Shares: +6,250
Change %
Price: $0.000000
Shares after: 2,500
Date: 28 May 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 6,250
Exercise price: $2.63

XELB transaction Derivative

Stock Option

Award

Transaction value: $0
Shares: +2,500
Change %
Price: $0.000000
Shares after: 2,500
Date: 28 May 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 2,500
Exercise price: $2.63
Footnotes: F5

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

Represents shares of restricted stock awarded pursuant to a restricted stock agreement, which vests as to 50% of the shares on each of April 1, 2026 and April 1, 2027, provided that the reporting person may extend the vesting date as to all or a portion of the shares, one or more times, in six month increments, at his sole discretion.

Footnote F2

Represents shares of restricted stock awarded pursuant to a restricted stock agreement, which vests on November1, 2025.

Footnote F3

Represents shares held by The Mark X DiSanto Investment Trust, of which Mr. DiSanto is trustee and as to which Mr. DiSanto has sole voting dispositive power.

Footnote F4

Represents shares held by other trusts, of which Mr. DiSanto is trustee and as to which Mr. DiSanto has sole voting dispositive power.

Footnote F5

The options vest as to 50% of the shares on each of May 28, 2025 and May 1, 2026.