Loren Robert W. D. - 28 May 2025 Form 4 Insider Report for XCel Brands, Inc. (XELB)

Role
CEO and Chairman, Director, 10%+ Owner
Signature
/s/ Robert D'Loren
Issuer symbol
XELB
Transactions as of
28 May 2025
Net transactions value
$0
Form type
4
Filing time
30 May 2025, 14:12:08 UTC
Previous filing
02 May 2025
Next filing
03 Jun 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
D LOREN ROBERT W CEO and Chairman, Director, 10%+ Owner C/O XCEL BRANDS, INC., 550 SEVENTH AVENUE, 11TH FLOOR, NEW YORK /s/ Robert D'Loren 30 May 2025 0001086742

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction XELB Common Stock Award $0 +8,750 +3.7% $0.000000 243,840 28 May 2025 Direct F1
holding XELB Common Stock 60,731 28 May 2025 See Footnote F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction XELB Stock Option Award $0 +8,750 $0.000000 8,750 28 May 2025 Common Stock 8,750 $2.63 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of restricted stock awarded pursuant to a restricted stock agreement which vest on November 1, 2025.
F2 Represents shares held by the Irrevocable Trust of Rose Dempsey, of which the reporting person has sole voting and dispositive power.