Key facts
- This page summarizes William E. Schaupp's Form 4 filing for CATERPILLAR INC (CAT).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 05 Mar 2025, 18:37.
William E. Schaupp - 03 Mar 2025 Form 4 Insider Report for CATERPILLAR INC (CAT)
- Reporting relationship
- Chief Accounting Officer
- Issuer ticker
- CAT
- Reported as of
- 03 Mar 2025
- Net transaction value
- -$6,181
- SEC form
- 4
- Accepted by SEC
- 05 Mar 2025, 18:37:44 UTC
- Prior SEC filing
- 13 Feb 2025
- Next SEC filing
- 06 Nov 2025
- Source filing
- View source filing
- Reporting owner signature
- /s/ Nicole Puza, POA for William Schaupp
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
William E. Schaupp filed Form 4 for CATERPILLAR INC (CAT) on 05 Mar 2025.
Change
- Previous filing in this sequence was filed on 13 Feb 2025.
- Current net transaction value: -$6,181.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
CAT
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +226
- Change %
- +9.8%
- Price
- $0.000000
- Shares after
- 2,539
- Date
- 03 Mar 2025
- Ownership
- Direct
- Footnotes
- F1
CAT
transaction
Common Stock
Tax liability
- Transaction value
- $6,181
- Shares
- -19
- Change %
- -0.75%
- Price
- $325.30
- Shares after
- 2,520
- Date
- 04 Mar 2025
- Ownership
- Direct
- Footnotes
- F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
CAT
transaction
Derivative
Employee Stock Options
Award
- Transaction value
- $0
- Shares
- +707
- Change %
- Price
- $0.000000
- Shares after
- 707
- Date
- 03 Mar 2025
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 707
- Exercise price
- $332.04
- Footnotes
- F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Includes adjustment for dividends accrued.
Footnote F2
Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of restricted stock units granted March 4, 2024.
Footnote F3
The stock options were granted pursuant to the Caterpillar Inc. 2023 Long Term Incentive Plan and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date.