Cheryl H. Johnson - 11 Feb 2025 Form 4 Insider Report for CATERPILLAR INC (CAT)

Signature
/s/ Nicole Puza, POA for Cheryl Johnson
Issuer symbol
CAT
Transactions as of
11 Feb 2025
Net transactions value
-$333,321
Form type
4
Filing time
13 Feb 2025, 14:37:42 UTC
Previous filing
06 Nov 2024
Next filing
24 Feb 2025

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CAT Common Stock Award $0 +3,345 +26% $0.000000 16,354 11 Feb 2025 Direct F1
transaction CAT Common Stock Tax liability $333,321 -919 -5.6% $362.70 15,435 11 Feb 2025 Direct F2
holding CAT Common Stock 252 11 Feb 2025 Held by 401(k) Plan F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes adjustments for dividends accrued.
F2 Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of performance-based restricted stock units granted March 7, 2022.
F3 The information in this report is based on a 401(k) plan statement dated as of January 31, 2025.