Anthony D. Fassino - 11 Feb 2025 Form 4 Insider Report for CATERPILLAR INC (CAT)

Signature
/s/ Nicole Puza, POA for Anthony Fassino
Issuer symbol
CAT
Transactions as of
11 Feb 2025
Net transactions value
-$1,509,557
Form type
4
Filing time
13 Feb 2025, 14:35:28 UTC
Previous filing
14 Jan 2025
Next filing
05 Mar 2025

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CAT Common Stock Award $0 +9,901 +30% $0.000000 42,941 11 Feb 2025 Direct
transaction CAT Common Stock Tax liability $1,509,557 -4,162 -9.7% $362.70 38,779 11 Feb 2025 Direct F1
holding CAT Common Stock 1,468 11 Feb 2025 Held by 401(k) Plan F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of performance-based restricted stock units granted March 7, 2022.
F2 The information in this report is based on a 401(k) plan statement dated as of January 31, 2025.