Robert D. Loren - Aug 31, 2024 Form 4 Insider Report for XCel Brands, Inc. (XELB)

Role
CEO and Chairman, Director, 10%+ Owner
Signature
/s/ Robert D'Loren
Stock symbol
XELB
Transactions as of
Aug 31, 2024
Transactions value $
$47,783
Form type
4
Date filed
11/5/2024, 08:05 PM
Previous filing
Aug 2, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction XELB Common Stock Award $29.5K +42.1K +2.08% $0.70 2.07M Aug 31, 2024 Direct F1
transaction XELB Common Stock Tax liability -$13.6K -19.5K -0.94% $0.70 2.05M Aug 31, 2024 Direct F2
transaction XELB Common Stock Award $29.7K +39.6K +1.93% $0.75 2.09M Sep 30, 2024 Direct F1
transaction XELB Common Stock Tax liability -$13.7K -18.3K -0.87% $0.75 2.07M Sep 30, 2024 Direct F2
transaction XELB Common Stock Award $29.6K +37.5K +1.81% $0.79 2.11M Oct 31, 2024 Direct F1
transaction XELB Common Stock Tax liability -$13.7K -17.3K -0.82% $0.79 2.09M Oct 31, 2024 Direct F2
holding XELB Common Stock 607K Aug 31, 2024 See Footnote F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares awarded by the issuer pursuant to the reporting person's employment agreement in lieu of cash salary.
F2 Represents shares surrendered to the issuer in payment of withholding tax liability increment to the stock award.
F3 Represents shares held by the Irrevocable Trust of Rose Dempsey, of which the reporting person has sole voting and dispositive power.