| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ASTH | Common Stock | Tax liability | -$152K | -2.63K | -0.28% | $57.87 | 949K | Oct 2, 2024 | Direct | F3, F4, F5 |
| holding | ASTH | Common Stock | 259K | Oct 2, 2024 | By Sim Family Irrevocable Trust 2021 | F1 | |||||
| holding | ASTH | Common Stock | 393K | Oct 2, 2024 | By Brandon Sim 2020 Irrevocable Trust | F2 |
| Id | Content |
|---|---|
| F1 | These securities are held by the Sim Family Irrevocable Trust 2021. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. |
| F2 | These securities are held by the Brandon Sim 2020 Irrevocable Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. |
| F3 | Represents the surrender of shares to offset against tax withholding obligations associated with certain restricted stock units that vested on October 2, 2024. |
| F4 | Includes 512,150 shares of unvested restricted stock, which will vest as follows (in each case subject to continuous employment with the Issuer): (i) 14,151 shares, which vest on November 2, 2024; (ii) 54,280 shares, which vest in two equal annual installments on June 27, 2025 and 2026; (iii) 5,557 shares, which vest in two equal annual installments on June 27, 2025 and 2026; (iv) 85,513 shares, which vest in five equal semi-annual installments, beginning March 31, 2025; and (v) 352,649 shares, which vest upon achievement of certain pre-established performance goals. Also includes 75,517 restricted stock units, which will vest in seven equal semi-annual installments beginning on April 2, 2025 (subject to continuous employment with the Issuer). |
| F5 | Includes 644 shares acquired under the Issuer's Employee Stock Purchase Plan. |
Power of Attorney is attached hereto as Exhibit 24.