| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AVGO | Common Stock, $0.001 par value | Gift | $0 | -142,988 | -0.36% | $0.000000 | 39,600,492 | 25 Sep 2024 | See Footnote | F2 |
| holding | AVGO | Common Stock, $0.001 par value | 1,890 | 25 Sep 2024 | Direct | F1 | |||||
| holding | AVGO | Common Stock, $0.001 par value | 31,573,990 | 25 Sep 2024 | See Footnote | F3 | |||||
| holding | AVGO | Common Stock, $0.001 par value | 12,272,030 | 25 Sep 2024 | See Footnote | F4 | |||||
| holding | AVGO | Common Stock, $0.001 par value | 4,596,900 | 25 Sep 2024 | See Footnote | F5 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | Represents 1,890 RSUs. |
| F2 | Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
| F3 | Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
| F4 | Directly held by E95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
| F5 | Directly held by H&S Portfolio II, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |