Henry Samueli - Sep 25, 2024 Form 4 Insider Report for Broadcom Inc. (AVGO)

Role
Director
Signature
/s/ Michael J. Sorrow, Attorney-in-Fact for Henry Samueli
Stock symbol
AVGO
Transactions as of
Sep 25, 2024
Transactions value $
$0
Form type
4
Date filed
9/27/2024, 05:00 PM
Previous filing
Jun 27, 2024
Next filing
Dec 18, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AVGO Common Stock, $0.001 par value Gift $0 -143K -0.36% $0.00 39.6M Sep 25, 2024 See Footnote F2
holding AVGO Common Stock, $0.001 par value 1.89K Sep 25, 2024 Direct F1
holding AVGO Common Stock, $0.001 par value 31.6M Sep 25, 2024 See Footnote F3
holding AVGO Common Stock, $0.001 par value 12.3M Sep 25, 2024 See Footnote F4
holding AVGO Common Stock, $0.001 par value 4.6M Sep 25, 2024 See Footnote F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Represents 1,890 RSUs.
F2 Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
F3 Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
F4 Directly held by E95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
F5 Directly held by H&S Portfolio II, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.