| Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AVGO | Common Stock, $0.001 par value | Gift | $0 | -15.8K | -0.4% | $0.00 | 3.97M | Jun 26, 2024 | See Footnote | F2 |
| holding | AVGO | Common Stock, $0.001 par value | 189 | Jun 26, 2024 | Direct | F1 | |||||
| holding | AVGO | Common Stock, $0.001 par value | 3.16M | Jun 26, 2024 | See Footnote | F3 | |||||
| holding | AVGO | Common Stock, $0.001 par value | 1.23M | Jun 26, 2024 | See Footnote | F4 | |||||
| holding | AVGO | Common Stock, $0.001 par value | 460K | Jun 26, 2024 | See Footnote | F5 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | Represents 189 RSUs. |
| F2 | Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
| F3 | Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
| F4 | Directly held by E95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
| F5 | Directly held by H&S Investments II, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |