Suva - Sep 16, 2024 Form 4 Insider Report for New Mountain Guardian IV Income Fund, L.L.C. (NONE)

Role
10%+ Owner
Signature
SUVA By: /s/ Cornelia Wiendl Name: Cornelia Wiendl Title: Senior Legal Counsel, Suva Finance Department
Stock symbol
NONE
Transactions as of
Sep 16, 2024
Transactions value $
$5,460,000
Form type
4
Date filed
9/18/2024, 04:16 PM
Previous filing
May 6, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NONE LLC Interests Purchase $5M +500K +20% $10.00 3M Sep 16, 2024 Direct F1, F2
transaction NONE LLC Interests Purchase $460K +46K +20% $10.00 276K Sep 16, 2024 See Footnote F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On September 16, 2024, the Issuer delivered a capital drawdown notice and upon delivery of such notice, each Reporting Person became obligated to purchase LLC Interests, which purchase is expected to close on or about September 30, 2024.
F2 Represents securities held directly by Suva. Suva is indirectly controlled by the Swiss Government. Suva has a Board of Directors consisting of 40 members and investment committees which consist of three or more members. Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.
F3 Represents securities held directly by Pensionskasse Suva. Pensionskasse Suva's assets are managed by Suva as the investment manager and approved by Suva investment committees which consist of three or more members. Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.