Suva - 02 May 2024 Form 4 Insider Report for New Mountain Guardian IV Income Fund, L.L.C.

Role
10%+ Owner
Signature
SUVA By: /s/ Cornelia Wiendl Name: Cornelia Wiendl Title: Senior Legal Counsel, Suva Finance Department
Issuer symbol
N/A
Transactions as of
02 May 2024
Net transactions value
+$6,200,000
Form type
4
Filing time
06 May 2024, 16:30:33 UTC
Previous filing
28 Dec 2023
Next filing
18 Sep 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LLC Interests Purchase $5,677,500 +567,750 +29% $10.00* 2,500,000 02 May 2024 Direct F1, F2
transaction LLC Interests Purchase $522,500 +52,250 +29% $10.00* 230,000 02 May 2024 See Footnote F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On May 2, 2024, the Issuer delivered a capital drawdown notice and upon delivery of such notice, each Reporting Person became obligated to purchase LLC Interests, which purchase is expected to close on or about May 21, 2024.
F2 Represents securities held directly by Suva. Suva is indirectly controlled by the Swiss Government. Suva has a Board of Directors consisting of 40 members and investment committees which consist of three or more members. Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein
F3 Represents securities held directly by Pensionskasse Suva. Pensionskasse Suva's assets are managed by Suva as the investment manager and approved by Suva investment committees which consist of three or more members. Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.