Cheryl H. Johnson - Aug 22, 2024 Form 4 Insider Report for CATERPILLAR INC (CAT)

Role
Chief Human Resources Officer
Signature
/s/ Nicole Puza, POA for Cheryl Johnson
Stock symbol
CAT
Transactions as of
Aug 22, 2024
Transactions value $
-$1,018,878
Form type
4
Date filed
8/23/2024, 11:38 AM
Previous filing
Aug 1, 2024
Next filing
Nov 5, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CAT Common Stock Sale -$1.02M -2.98K -16% $342.48 15.6K Aug 22, 2024 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $342.43 to $342.58 The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2 Includes adjustments for dividends accrued.