Peter Yu - Jun 25, 2024 Form 4 Insider Report for AlTi Global, Inc. (ALTI)

Signature
/s/ Adam Namoury, attorney in fact
Stock symbol
ALTI
Transactions as of
Jun 25, 2024
Transactions value $
$0
Form type
4
Date filed
6/26/2024, 08:00 AM
Previous filing
May 16, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALTI Class A Common Stock Options Exercise +18.4K 18.4K Jun 25, 2024 Direct F3
holding ALTI Class A Common Stock 2.98M Jun 25, 2024 See Footnote F1
holding ALTI Class A Common Stock 3.53M Jun 25, 2024 See Footnote F2
holding ALTI Class A Common Stock 13.1K Jun 25, 2024 See Footnote F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALTI Restricted Stock Units Award $0 -18.4K -100% $0.00* 0 Jun 25, 2024 Class A Common Stock 18.4K Direct F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents securities held by Pangaea Three, LP. Pangaea Three-B, LP is controlled by Peter Yu. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein.
F2 Represents securities held by CGC Sponsor LLC (the "Sponsor"). Pangaea Three-B, LP is the sole member of the Sponsor, and is controlled by Peter Yu. Consequently, each of Pangaea Three-B, LP and Mr. Yu may be deemed to share voting and dispositive control over the securities held by the Sponsor, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by the Sponsor, except to the extent of his pecuniary interest therein.
F3 Each restricted stock unit represents a contingent right to receive one share of AlTi Global Inc. Class A Common Stock.
F4 Represents securities held by P3A. The Sponsor is the sole member of P3A, and is controlled by Peter Yu. Consequently, each of Pangaea Three-B, LP, Sponsor and Mr. Yu may be deemed to share voting and dispositive control over the securities held by P3A, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by P3A, except to the extent of his pecuniary interest therein.
F5 The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global Inc.'s 2024 annual general meeting or (ii) June 30, 2024.