New Mountain Guardian Investments IV Unlevered, L.L.C. - May 2, 2024 Form 4 Insider Report for New Mountain Guardian IV Income Fund, L.L.C. (NONE)

Role
10%+ Owner
Signature
New Mountain Guardian Investments IV Unlevered, L.L.C. By: /s/ Steven B. Klinsky Name: Steven B. Klinsky Title: Managing Member
Stock symbol
NONE
Transactions as of
May 2, 2024
Transactions value $
-$17,868,690
Form type
4
Date filed
5/6/2024, 08:31 PM
Previous filing
Oct 27, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NONE LLC Interests Other -$17.9M -1.78M -93.67% $10.04* 120K May 2, 2024 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 New Mountain Guardian Investments IV Unlevered, L.L.C. received residual interests in a rated note vehicle in exchange for the transfer of the 1,779,750 LLC Interests. Such transaction is expected to close on or about May 21, 2024.
F2 Represents securities held by New Mountain Guardian Investments IV Unlevered, L.L.C. Steven B. Klinsky is the managing member of New Mountain Guardian Investments IV Unlevered, L.L.C. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.