New Mountain Guardian Investments IV Unlevered, L.L.C. - 25 Oct 2023 Form 4 Insider Report for New Mountain Guardian IV Income Fund, L.L.C.

Role
10%+ Owner
Signature
New Mountain Guardian Investments IV Unlevered, L.L.C. By: /s/ Steven B. Klinsky Name: Steven B. Klinsky Title: Managing Member
Issuer symbol
N/A
Transactions as of
25 Oct 2023
Net transactions value
+$6,500,000
Form type
4
Filing time
27 Oct 2023, 16:30:12 UTC
Previous filing
19 Oct 2023
Next filing
06 May 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LLC Interests Purchase $6,500,000 +650,000 +52% $10.00* 1,900,000 25 Oct 2023 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On October 25, 2023, the Issuer delivered a capital drawdown notice and upon delivery of such notice, New Mountain Guardian Investments IV Unlevered, L.L.C. became obligated to purchase LLC Interests, which purchase is expected to close on or about November 8, 2023.
F2 Represents securities held by New Mountain Guardian Investments IV Unlevered, L.L.C. Steven B. Klinsky is the managing member of New Mountain Guardian Investments IV Unlevered, L.L.C. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.