James Fielding - Apr 3, 2024 Form 4 Insider Report for XCel Brands, Inc. (XELB)

Role
Director
Signature
/s/ James Fielding
Stock symbol
XELB
Transactions as of
Apr 3, 2024
Transactions value $
$0
Form type
4
Date filed
4/4/2024, 07:20 PM
Previous filing
Aug 25, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction XELB Common Stock Award $0 +10K +25% $0.00 50K Apr 3, 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction XELB Stock Options Award $0 +25K $0.00 25K Apr 3, 2024 Common Stock 25K $0.85 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of restricted stock awarded pursuant to a restated stock agreement, which vests as to 50% of the shares on each of April 3, 2025 and April 3, 2026, provided that the reporting person may extend the vesting date as to all or a portion of the shares, one or more times, in six month increments, at his sole discretion.
F2 The options vest as to 50% of the shares on each of April 3, 2025 and April 3, 2026.