Mark DiSanto - Mar 15, 2024 Form 4 Insider Report for XCel Brands, Inc. (XELB)

Role
Director
Signature
/s/ Mark DiSanto
Stock symbol
XELB
Transactions as of
Mar 15, 2024
Transactions value $
$225,000
Form type
4
Date filed
3/19/2024, 09:26 PM
Previous filing
Aug 25, 2023
Next filing
Apr 4, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction XELB Common Stock Purchase $95.1K +146K +14.23% $0.65 1.17M Mar 15, 2024 See Footnote F1
transaction XELB Common Stock Award $130K +133K +11.29% $0.98 1.31M Mar 19, 2024 See Footnote F1
holding XELB Common Stock 36.5K Mar 15, 2024 Direct
holding XELB Common Stock 82.4K Mar 15, 2024 See Footnote F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding XELB Stock Option 25K Mar 15, 2024 Common Stock 25K $1.51 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares held by The Mark X DiSanto Investment Trust, of which Mr. DiSanto is trustee and as to which Mr. DiSanto has sole voting dispositive power.
F2 Represents shares held by other trusts, of which Mr. DiSanto is trustee and as to which Mr. DiSanto has sole voting dispositive power.