Joseph E. Creed - Feb 13, 2024 Form 4 Insider Report for CATERPILLAR INC (CAT)

Role
Chief Operating Officer
Signature
/s/ Nicole Puza, POA for Joseph E. Creed
Stock symbol
CAT
Transactions as of
Feb 13, 2024
Transactions value $
-$1,338,218
Form type
4
Date filed
2/15/2024, 06:06 AM
Previous filing
Dec 27, 2023
Next filing
Mar 6, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CAT Common Stock Award $0 +12K $0.00 12K Feb 13, 2024 Direct
transaction CAT Common Stock Tax liability -$1.34M -4.27K -35.47% $313.40 7.77K Feb 13, 2024 Direct F1
holding CAT Common Stock 11.2K Feb 13, 2024 Held by 401(k) Plan F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of performance-based stock units granted March 1, 2021.
F2 The information in this report is based on a 401(k) plan statement dated as of January 31, 2024.