Joseph E. Creed - 13 Feb 2024 Form 4 Insider Report for CATERPILLAR INC (CAT)

Role
Chief Operating Officer
Signature
/s/ Nicole Puza, POA for Joseph E. Creed
Issuer symbol
CAT
Transactions as of
13 Feb 2024
Net transactions value
-$1,338,218
Form type
4
Filing time
15 Feb 2024, 06:06:09 UTC
Previous filing
27 Dec 2023
Next filing
06 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CAT Common Stock Award $0 +12,039 $0.000000 12,039 13 Feb 2024 Direct
transaction CAT Common Stock Tax liability $1,338,218 -4,270 -35% $313.40 7,769 13 Feb 2024 Direct F1
holding CAT Common Stock 11,153 13 Feb 2024 Held by 401(k) Plan F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of performance-based stock units granted March 1, 2021.
F2 The information in this report is based on a 401(k) plan statement dated as of January 31, 2024.