Jason Kaiser - 13 Feb 2024 Form 4 Insider Report for CATERPILLAR INC (CAT)

Role
Group President
Signature
/s/ Nicole Puza, POA for Jason Kaiser
Issuer symbol
CAT
Transactions as of
13 Feb 2024
Net transactions value
-$189,607
Form type
4
Filing time
15 Feb 2024, 06:03:24 UTC
Previous filing
10 Jan 2024
Next filing
06 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CAT Common Stock Award $0 +2,408 +141% $0.000000 4,118 13 Feb 2024 Direct
transaction CAT Common Stock Tax liability $189,607 -605 -15% $313.40 3,513 13 Feb 2024 Direct F1
holding CAT Common Stock 361 13 Feb 2024 Held by 401(k) Plan F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of performance-based stock units granted March 1, 2021.
F2 The information in this report is based on a 401(k) plan statement dated as of January 31, 2024.