Jason Kaiser - Feb 13, 2024 Form 4 Insider Report for CATERPILLAR INC (CAT)

Role
Group President
Signature
/s/ Nicole Puza, POA for Jason Kaiser
Stock symbol
CAT
Transactions as of
Feb 13, 2024
Transactions value $
-$189,607
Form type
4
Date filed
2/15/2024, 06:03 AM
Previous filing
Jan 10, 2024
Next filing
Mar 6, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CAT Common Stock Award $0 +2.41K +140.82% $0.00 4.12K Feb 13, 2024 Direct
transaction CAT Common Stock Tax liability -$190K -605 -14.69% $313.40 3.51K Feb 13, 2024 Direct F1
holding CAT Common Stock 361 Feb 13, 2024 Held by 401(k) Plan F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of performance-based stock units granted March 1, 2021.
F2 The information in this report is based on a 401(k) plan statement dated as of January 31, 2024.