Cheryl H. Johnson - 13 Feb 2024 Form 4 Insider Report for CATERPILLAR INC (CAT)

Signature
/s/ Nicole Puza, POA for Cheryl Johnson
Issuer symbol
CAT
Transactions as of
13 Feb 2024
Net transactions value
-$375,140
Form type
4
Filing time
15 Feb 2024, 06:01:50 UTC
Previous filing
07 Dec 2023
Next filing
27 Feb 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CAT Common Stock Award $0 +4,213 +25% $0.000000 20,737 13 Feb 2024 Direct F1
transaction CAT Common Stock Tax liability $375,140 -1,197 -5.8% $313.40 19,540 13 Feb 2024 Direct F2
holding CAT Common Stock 229 13 Feb 2024 Held by 401(k) Plan F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes adjustments for dividends accrued.
F2 Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of performance-based stock units granted March 1, 2021.
F3 The information in this report is based on a 401(k) plan statement dated as of January 31, 2024.