Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | CAT | Common Stock | Options Exercise | $2.87M | +30K | +49.11% | $95.66 | 91.1K | Feb 7, 2024 | Direct | |
transaction | CAT | Common Stock | Tax liability | -$2.87M | -8.81K | -9.67% | $325.87 | 82.3K | Feb 7, 2024 | Direct | |
transaction | CAT | Common Stock | Sale | -$6.9M | -21.2K | -25.76% | $325.52 | 61.1K | Feb 7, 2024 | Direct | F1 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | CAT | Employee Stock Options | Options Exercise | -$2.87M | -30K | -50.14% | $95.66 | 29.8K | Feb 7, 2024 | Common Stock | 30K | $95.66 | Direct | F2 |
Id | Content |
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F1 | This transaction was executed in multiple trades at prices ranging from $325.42 to $325.82. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
F2 | The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 6, 2017 and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date. |