Gail M. Sasaki - Jan 16, 2024 Form 4 Insider Report for NETLIST INC (NLST)

Signature
/s/ Gail M. Sasaki
Stock symbol
NLST
Transactions as of
Jan 16, 2024
Transactions value $
-$10,508
Form type
4
Date filed
1/18/2024, 09:38 PM
Previous filing
Sep 8, 2023
Next filing
Mar 8, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NLST Common Stock Sale -$10.5K -5.2K -1.66% $2.02 308K Jan 16, 2024 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The amount reported includes shares subject to unvested restricted stock units.
F2 Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. The "sell to cover" transactions were effected pursuant to a Rule 10b5-1 trading plan.
F3 The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.015 to $2.020 per share. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.