Anthony D. Fassino - 12 Jan 2024 Form 4 Insider Report for CATERPILLAR INC (CAT)

Role
Group President
Signature
/s/ Nicole Puza, POA for Anthony D. Fassino
Issuer symbol
CAT
Transactions as of
12 Jan 2024
Net transactions value
$0
Form type
4
Filing time
16 Jan 2024, 17:25:32 UTC
Previous filing
31 Aug 2023
Next filing
15 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CAT Common Stock Award $0 +6,887 +42% $0.000000 23,152 12 Jan 2024 Direct F1
holding CAT Common Stock 1,415 12 Jan 2024 Held by 401(k) Plan F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes adjustments for dividends accrued.
F2 The information in this report is based on a 401(k) plan statement dated as of December 31, 2023.