Anthony Fassino - Jan 12, 2024 Form 4 Insider Report for CATERPILLAR INC (CAT)

Role
Group President
Signature
/s/ Nicole Puza, POA for Anthony D. Fassino
Stock symbol
CAT
Transactions as of
Jan 12, 2024
Transactions value $
$0
Form type
4
Date filed
1/16/2024, 05:25 PM
Previous filing
Aug 31, 2023
Next filing
Feb 15, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CAT Common Stock Award $0 +6.89K +42.34% $0.00 23.2K Jan 12, 2024 Direct F1
holding CAT Common Stock 1.42K Jan 12, 2024 Held by 401(k) Plan F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes adjustments for dividends accrued.
F2 The information in this report is based on a 401(k) plan statement dated as of December 31, 2023.