| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HWM | Common Stock | Options Exercise | +500,000 | +28% | 2,280,871 | 01 Jan 2024 | Direct | F1 | ||
| transaction | HWM | Common Stock | Tax liability | $11,777,053 | -217,610 | -9.5% | $54.12 | 2,063,261 | 01 Jan 2024 | Direct | F2 |
| holding | HWM | Common Stock | 1,201,186 | 01 Jan 2024 | By Trust | F3 | |||||
| holding | HWM | Common Stock | 386,544 | 01 Jan 2024 | By Remainder Trust | F4 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HWM | Restricted Stock Unit | Options Exercise | $0 | -500,000 | -100% | $0.000000* | 0 | 01 Jan 2024 | Common Stock | 500,000 | Direct | F1, F5 |
| Id | Content |
|---|---|
| F1 | Each restricted stock unit converted into common stock on a one-for-one basis. |
| F2 | Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3. |
| F3 | Shares held in a trust, of which the reporting person is the trustee, grantor and beneficiary. |
| F4 | Shares held in a remainder trust, of which the reporting person is the trustee and grantor, and his children are the beneficiaries. |
| F5 | Reflects vesting of the restricted stock units granted on October 14, 2021, upon satisfaction of the condition of Mr. Plant's continued employment through such date. |