John C. Plant - 21 Nov 2023 Form 4 Insider Report for Howmet Aerospace Inc. (HWM)

Role
Executive Chairman & CEO, Director
Signature
/s/ Margaret Lam, Assistant Secretary, Attorney-in-Fact
Issuer symbol
HWM
Transactions as of
21 Nov 2023
Net transactions value
$0
Form type
4
Filing time
22 Nov 2023, 21:15:02 UTC
Previous filing
23 Oct 2023
Next filing
03 Jan 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HWM Common Stock Gift $0 -242,952 -100% $0.000000* 0 21 Nov 2023 By GRAT F1
transaction HWM Common Stock Gift $0 +140,451 +13% $0.000000 1,201,186 21 Nov 2023 By Trust F1, F2
transaction HWM Common Stock Gift $0 +102,501 +36% $0.000000 386,544 21 Nov 2023 By Remainder Trust F1, F3
holding HWM Common Stock 1,780,871 21 Nov 2023 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On November 21, 2023, the reporting person transferred from his grantor retained annuity trust 140,451 and 102,501 shares of HWM common stock to a trust and a remainder trust, respectively.
F2 Shares held in a trust, of which the reporting person is the trustee and grantor, and his spouse is the beneficiary.
F3 Shares held in a remainder trust, of which the reporting person is the trustee and grantor, and his children are the beneficiaries.