John C. Plant - Nov 21, 2023 Form 4 Insider Report for Howmet Aerospace Inc. (HWM)

Role
Executive Chairman & CEO, Director
Signature
/s/ Margaret Lam, Assistant Secretary, Attorney-in-Fact
Stock symbol
HWM
Transactions as of
Nov 21, 2023
Transactions value $
$0
Form type
4
Date filed
11/22/2023, 09:15 PM
Previous filing
Oct 23, 2023
Next filing
Jan 3, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HWM Common Stock Gift $0 -243K -100% $0.00* 0 Nov 21, 2023 By GRAT F1
transaction HWM Common Stock Gift $0 +140K +13.24% $0.00 1.2M Nov 21, 2023 By Trust F1, F2
transaction HWM Common Stock Gift $0 +103K +36.09% $0.00 387K Nov 21, 2023 By Remainder Trust F1, F3
holding HWM Common Stock 1.78M Nov 21, 2023 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On November 21, 2023, the reporting person transferred from his grantor retained annuity trust 140,451 and 102,501 shares of HWM common stock to a trust and a remainder trust, respectively.
F2 Shares held in a trust, of which the reporting person is the trustee and grantor, and his spouse is the beneficiary.
F3 Shares held in a remainder trust, of which the reporting person is the trustee and grantor, and his children are the beneficiaries.