DAWSON G STEVEN - 21 Dec 2023 Form 4 Insider Report for Cohen & Co Inc. (COHN)

Role
Director
Signature
/s/ Joseph W. Pooler, Jr., as attorney-in-fact
Issuer symbol
COHN
Transactions as of
21 Dec 2023
Net transactions value
$0
Form type
4
Filing time
21 Dec 2023, 16:16:55 UTC
Previous filing
30 May 2023
Next filing
14 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COHN Common Stock, par value $0.01 per share Award $0 +1,100 $0.000000 1,100 21 Dec 2023 Direct F1
holding COHN Common Stock, par value $0.01 per share 27,816 21 Dec 2023 By Corriente Private Trust F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Mr. Dawson (the "Reporting Person") was awarded 1,100 shares of common stock of Cohen & Company Inc. (the "Company") under the Company's 2020 Long-Term Incentive Plan, as amended.
F2 The Reporting Person is the primary trustee and sole beneficiary of Corriente Private Trust and, through Corriente Private Trust, he has voting and investment control with respect to the securities held therein.