Ali Erfan - 09 Nov 2023 Form 4 Insider Report for Gatos Silver, Inc.

Role
Director
Signature
/s/ Stephen Bodley as Attorney-in-Fact for Ali Erfan
Issuer symbol
N/A
Transactions as of
09 Nov 2023
Net transactions value
$0
Form type
4
Filing time
14 Nov 2023, 16:49:01 UTC
Previous filing
13 Sep 2023
Next filing
11 Dec 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GATO Common Stock Award $0 +9,494 +38% $0.000000 34,642 09 Nov 2023 Direct F1
holding GATO Common Stock 82,262 09 Nov 2023 By Ajami Associates Limited F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GATO Employee Stock Option (Right to Buy) Award $0 +19,175 $0.000000 19,175 09 Nov 2023 Common Stock 19,175 $4.74 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consists entirely of deferred stock units ("DSUs"), which were fully vested on the grant date. Each DSU entitles the holder to receive one share of the Company's common stock upon settlement.
F2 The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
F3 These options were granted on November 9, 2023 and vested immediately.