Ali Erfan - Sep 11, 2023 Form 4 Insider Report for Gatos Silver, Inc. (GATO)

Role
Director
Signature
/s/ Stephen Bodley as Attorney-in-Fact for Ali Erfan
Stock symbol
GATO
Transactions as of
Sep 11, 2023
Transactions value $
$0
Form type
4
Date filed
9/13/2023, 06:39 PM
Previous filing
Jun 28, 2021
Next filing
Nov 14, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GATO Common Stock Award $0 +8.93K +55.05% $0.00 25.1K Sep 11, 2023 Direct F1
holding GATO Common Stock 82.3K Sep 11, 2023 By Ajami Associates Limited F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GATO Stock Option (Right to Buy) Award $0 +12.5K $0.00 12.5K Sep 11, 2023 Common Stock 12.5K $5.04 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consists entirely of deferred stock units ("DSUs"), which were fully vested on the grant date. Each DSU entitles the holder to receive one share of the Company's common stock upon settlement.
F2 The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
F3 These options were granted on September 11, 2023 and vested immediately.

Remarks:

Exhibit List - Exhibit 24.1 - Power of Attorney