Emma Pollard - 08 Apr 2022 Form 4 Insider Report for Coronado Global Resources Inc. (CODQL)

Role
Chief P&S Officer
Signature
/s/ Christopher P. Meyering, as Attorney-in-Fact
Issuer symbol
CODQL
Transactions as of
08 Apr 2022
Net transactions value
$0
Form type
4
Filing time
20 Oct 2023, 16:34:26 UTC
Previous filing
08 Mar 2022
Next filing
16 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ASX:CRN Common Stock Options Exercise $0 +357 $0.000000 357 21 Feb 2023 Direct F1
transaction ASX:CRN Common Stock Award $0 +2 +0.45% $0.000000 359 05 Apr 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ASX:CRN Performance Stock Units Award $0 +209 +8.2% $0.000000 2,760 08 Apr 2022 Common Stock 21 Direct F1, F2, F3
transaction ASX:CRN Performance Stock Units Award $0 +251 +9.1% $0.000000 3,011 21 Jun 2022 Common Stock 25 Direct F1, F2, F3
transaction ASX:CRN Performance Stock Units Award $0 +220 +7.3% $0.000000 3,231 20 Sep 2022 Common Stock 22 Direct F1, F2, F3
transaction ASX:CRN Performance Stock Units Award $0 +343 +11% $0.000000 3,574 12 Dec 2022 Common Stock 34 Direct F1, F2, F3
transaction ASX:CRN Performance Stock Units Award $0 +60,477 $0.000000 60,477 16 Feb 2023 Common Stock 6,048 $0.000000 Direct F3, F4, F5
transaction ASX:CRN Performance Stock Units Options Exercise $0 -3,574 -100% $0.000000* 0 21 Feb 2023 Common Stock 357 $0.000000 Direct F1, F3
transaction ASX:CRN Performance Stock Units Award $0 +259 +0.43% $0.000000 60,736 05 Apr 2023 Common Stock 6,074 Direct F3, F5, F6
transaction ASX:CRN Performance Stock Units Award $0 +299 +0.49% $0.000000 61,035 19 Sep 2023 Common Stock 6,104 Direct F3, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Performance Stock Units ("PSUs") were acquired on February 21, 2022 or through subsequent dividend equivalent investments on the dates noted in Table II and all vested on February 21, 2023. Each PSU represented a right to receive one CHESS Depositary Interest ("CDI") or, at the election of the Compensation and Nominating Committee of the Issuer's Board of Directors (the "Compensation Committee"), an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis.
F2 Reflects dividend equivalent reinvestments that were accrued with respect to the PSUs granted on February 21, 2022.
F3 Reflects common stock underlying PSUs. Each PSU represents a right to receive one CDI or, at the election of the Compensation Committee, an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof).
F4 Reflects acquisition of PSUs upon certification of the underlying performance goals by the Compensation Committee. Each PSU represents a right to receive one CDI or, at the election of the Compensation Committee, an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof).
F5 The PSUs were acquired on February 16, 2023 and are scheduled to vest on February 16, 2024, subject to the Reporting Person's continued service through such date.
F6 Reflects dividend equivalent reinvestments that were accrued with respect to the PSUs granted on February 16, 2023.

Remarks:

Exhibit List: Exhibit 24.1 - Power of Attorney.