Emma Pollard - 21 Feb 2022 Form 4 Insider Report for Coronado Global Resources Inc. (CODQL)

Role
VP of People & Culture
Signature
/s/ Garold Spindler, as Attorney-in-Fact
Issuer symbol
CODQL
Transactions as of
21 Feb 2022
Net transactions value
$0
Form type
4
Filing time
08 Mar 2022, 19:17:55 UTC
Next filing
20 Oct 2023
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ASX:CRN Performance Stock Units Award $0 +2,551 $0.000000 2,551 21 Feb 2022 Common Stock 255 $0.000000 Direct F1, F2, F3
transaction ASX:CRN Stock Options Award $0 +8,503 $0.000000 8,503 21 Feb 2022 Common Stock 850 $2.84 Direct F1, F4, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects acquisition of Performance Stock Units ("PSUs") and Stock Options ("Options"), as applicable, upon certification of the underlying performance goals by the Compensation and Nominating Committee of the Issuer's Board of Directors (the "Compensation Committee").
F2 The PSUs are scheduled to vest on February 21, 2023, subject to the Reporting Person's continued service through such date.
F3 Reflects 2,551 PSUs. Each PSU represents a right to receive one CHESS Depositary Interest ("CDI") or, at the election of the Compensation Committee, an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis.
F4 Represents the exercise price to acquire 1 CDI.
F5 The Options are scheduled to vest on February 21, 2023, subject to the Reporting Person's continued service through such date. The latest date the Options will expire is on October 23, 2028.
F6 Reflects option to acquire 8,503 CDIs. CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the ASX and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis.