Caixa 2. Fondo de Pensiones Pensions - 17 Oct 2023 Form 4 Insider Report for New Mountain Guardian IV Income Fund, L.L.C.

Role
10%+ Owner
Signature
PENSIONS CAIXA 2, FONDO DE PENSIONES By: VidaCaixa S.A.U. De Sequros Y Reaseguros, Investment Manager, /s/ Eduardo Martinez de Aragon Remirez de Esparza, Deputy Investment Director
Issuer symbol
N/A
Transactions as of
17 Oct 2023
Net transactions value
+$8,250,000
Form type
4
Filing time
19 Oct 2023, 16:31:53 UTC
Previous filing
01 Aug 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LLC Interests Purchase $81,000 +8,100 +150% $10.00* 13,500 17 Oct 2023 See Footnote F1, F2
transaction LLC Interests Purchase $4,899,000 +489,900 +150% $10.00* 816,500 17 Oct 2023 See Footnote F1, F3
transaction LLC Interests Purchase $3,270,000 +327,000 +150% $10.00* 545,000 17 Oct 2023 See Footnote F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On October 17, 2023, the Issuer delivered a capital drawdown notice and upon delivery of such notice, each Reporting Person became obligated to purchase LLC Interests, which purchase is expected to close on or about October 31, 2023.
F2 Represents securities held directly by Pensions Caixa 2, Fondo De Pensiones ("Pension Fund 2"). Vidacaixa, S.A.U. De Seguros Y Reaseguros ("Vidacaixa") serves as the investment manager to Pension Fund 2. In turn, Vidacaixa is a direct wholly owned subsidiary of CaixaBank, S.A. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.
F3 Represents securities held directly by Pensions Caixa 30, Fondo De Pensiones ("Pension Fund 30"). Vidacaixa serves as the investment manager to Pension Fund 30. In turn, Vidacaixa is a direct wholly owned subsidiary of CaixaBank, S.A. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.
F4 Represents securities held directly by Vidacaixa. Vidacaixa is a direct wholly owned subsidiary of CaixaBank, S.A. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.