Caixa 2. Fondo de Pensiones Pensions - 21 Jul 2023 Form 3/A - Amendment Insider Report for New Mountain Guardian IV Income Fund, L.L.C.

Role
10%+ Owner
Signature
PENSIONS CAIXA 2, FONDO DE PENSIONES By: VidaCaixa S.A.U. De Sequros Y Reaseguros, Investment Manager, /s/ Eduardo Martinez de Aragon Remirez de Esparza, Deputy Investment Director
Issuer symbol
N/A
Transactions as of
21 Jul 2023
Net transactions value
$0
Form type
3/A - Amendment
Filing time
01 Aug 2023, 16:15:19 UTC
Date Of Original Report
21 Jul 2023
Next filing
19 Oct 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding LLC Interests 5,400 21 Jul 2023 See Footnote F1
holding LLC Interests 326,600 21 Jul 2023 See Footnote F2
holding LLC Interests 218,000 21 Jul 2023 See Footnote F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents securities held directly by Pensions Caixa 2, Fondo De Pensiones ("Pension Fund 2"). Vidacaixa, S.A.U. De Seguros Y Reaseguros ("Vidacaixa") serves as the investment manager to Pension Fund 2. In turn, Vidacaixa is a direct wholly owned subsidiary of CaixaBank, S.A. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.
F2 Represents securities held directly by Pensions Caixa 30, Fondo De Pensiones ("Pension Fund 30"). Vidacaixa serves as the investment manager to Pension Fund 30. In turn, Vidacaixa is a direct wholly owned subsidiary of CaixaBank, S.A. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.
F3 Represents securities held directly by Vidacaixa. Vidacaixa is a direct wholly owned subsidiary of CaixaBank, S.A. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

Remarks:

This Form 3 amendment is being filed to remove CaixaBank, S.A. as a Reporting Person.