HONEYWELL INTERNATIONAL INC - 21 Sep 2023 Form 3 Insider Report for ESS Tech, Inc. (GWH)

Role: 10%+ Owner
Signature: /s/ JAMES STEINBERG Name: James Steinberg Title: Authorized Person
Issuer symbol: GWH
Transactions as of: 21 Sep 2023
Net transactions value: $0
Form type: 3
Filing time: 25 Sep 2023, 17:00:12 UTC
Previous filing: 14 Jun 2023
Next filing: 30 Sep 2025
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	GWH	Common Stock						16,491,754	21 Sep 2023	I by Honeywell ACS Ventures LLC, a wholly-owned subsidiary of the Reporting Person.

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	GWH	Warrant							21 Sep 2023	Common Stock	10,631,633	$1.89	I by Honeywell ACS Ventures LLC, a wholly-owned subsidiary of the Reporting Person.
holding	GWH	Warrant							21 Sep 2023	Common Stock	6,269,955	$2.90	I by UOP LLC, an indirectly wholly-owned subsidiary of the Reporting Person.
holding	GWH	Warrant							21 Sep 2023	Common Stock	775,760	$1.45	I by UOP LLC, an indirectly wholly-owned subsidiary of the Reporting Person.

* An asterisk sign (*) next to the price indicates that the price is likely invalid.