Honeywell International Inc - Sep 21, 2023 Form 3 Insider Report for ESS Tech, Inc. (GWH)

Role: 10%+ Owner
Signature: /s/ JAMES STEINBERG Name: James Steinberg Title: Authorized Person
Stock symbol: GWH
Transactions as of: Sep 21, 2023
Transactions value $: $0
Form type: 3
Date filed: 9/25/2023, 05:00 PM
Previous filing: Jun 14, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	GWH	Common Stock						16.5M	Sep 21, 2023	I by Honeywell ACS Ventures LLC, a wholly-owned subsidiary of the Reporting Person.

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	GWH	Warrant							Sep 21, 2023	Common Stock	10.6M	$1.89	I by Honeywell ACS Ventures LLC, a wholly-owned subsidiary of the Reporting Person.
holding	GWH	Warrant							Sep 21, 2023	Common Stock	6.27M	$2.90	I by UOP LLC, an indirectly wholly-owned subsidiary of the Reporting Person.
holding	GWH	Warrant							Sep 21, 2023	Common Stock	776K	$1.45	I by UOP LLC, an indirectly wholly-owned subsidiary of the Reporting Person.

* An asterisk sign (*) next to the price indicates that the price is likely invalid.