Key facts
- This page summarizes David Eric Klein's Form 4 filing for Canopy Growth Corp (CGC).
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 07 Jul 2023, 21:04.
David Eric Klein - 28 Jun 2023 Form 4 Insider Report for Canopy Growth Corp (CGC)
- Reporting relationship
- Chief Executive Officer, Director
- Issuer ticker
- CGC
- Reported as of
- 28 Jun 2023
- Net transaction value
- -$9,763
- SEC form
- 4
- Accepted by SEC
- 07 Jul 2023, 21:04:00 UTC
- Prior SEC filing
- 25 Nov 2022
- Next SEC filing
- 24 Aug 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Ben Winnick, as attorney-in-fact for David Eric Klein
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
David Eric Klein filed Form 4 for Canopy Growth Corp (CGC) on 07 Jul 2023.
Change
- Previous filing in this sequence was filed on 25 Nov 2022.
- Current net transaction value: -$9,763.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
CGC
transaction
Common Shares
Sale
- Transaction value
- $9,763
- Shares
- -18,775
- Change %
- -9.8%
- Price
- $0.5200
- Shares after
- 173,302
- Date
- 30 Jun 2023
- Ownership
- Direct
- Footnotes
- F1, F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
CGC
transaction
Derivative
Stock Option
Award
- Transaction value
- $0
- Shares
- +12,447,290
- Change %
- Price
- $0.000000
- Shares after
- 12,447,290
- Date
- 28 Jun 2023
- Ownership
- Direct
- Underlying class
- Common Shares
- Underlying amount
- 12,447,290
- Exercise price
- $0.6200
- Footnotes
- F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
The shares reported herein were granted on January 14, 2020 and March 27, 2020, in the form of restricted stock units. The disposition of shares is associated with tax obligations of the reporting person.
Footnote F2
Prices are expressed in Canadian dollars, rounded to the nearest one hundredth.
Footnote F3
The options vest in three equal, annual installments on the first, second and third anniversaries of the grant date of June 28, 2023.
SEC remarks
Exhibit List: Exhibit 24 - Power of Attorney