| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AMZN | Common Stock, par value $.01 per share | Options Exercise | $0 | +7.76K | +7.44% | $0.00 | 112K | Aug 21, 2023 | Direct | |
| transaction | AMZN | Common Stock, par value $.01 per share | Sale | -$314K | -2.35K | -2.1% | $133.54 | 110K | Aug 21, 2023 | Direct | F1, F2 |
| transaction | AMZN | Common Stock, par value $.01 per share | Sale | -$169K | -1.25K | -1.14% | $134.53 | 109K | Aug 21, 2023 | Direct | F1, F3 |
| transaction | AMZN | Common Stock, par value $.01 per share | Sale | -$67.5K | -500 | -0.46% | $135.00 | 108K | Aug 22, 2023 | Direct | F1 |
| holding | AMZN | Common Stock, par value $.01 per share | 340 | Aug 21, 2023 | In trust | ||||||
| holding | AMZN | Common Stock, par value $.01 per share | 143 | Aug 21, 2023 | Amazon.com 401(k) plan account |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AMZN | Restricted Stock Unit Award | Options Exercise | $0 | -7.76K | -3.26% | $0.00 | 230K | Aug 21, 2023 | Common Stock, par value $.01 per share | 7.76K | $0.00 | Direct | F4, F5 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 05/05/2023. |
| F2 | Represents the weighted average sale price. The highest price at which shares were sold was $133.87 and the lowest price at which shares were sold was $133.01. |
| F3 | Represents the weighted average sale price. The highest price at which shares were sold was $135.04 and the lowest price at which shares were sold was $134.17. |
| F4 | Converts into Common Stock on a one-for-one basis. |
| F5 | This award vests based upon the following vesting schedule: 7,780 shares on May 21, 2023; 7,760 shares on each of August 21, 2023, November 21, 2023, and February 21, 2024; 9,000 shares on each of May 21, 2024, August 21, 2024, November 21, 2024, and February 21, 2025; 9,780 shares on each of May 21, 2025, August 21, 2025, November 21, 2025, and February 21, 2026; 19,740 shares on each of May 21, 2026 and August 21, 2026; 19,720 shares on each of November 21, 2026 and February 21, 2027; 15,220 shares on each of May 21, 2027, August 21, 2027, and November 21, 2027; and 15,200 shares on February 21, 2028. |
The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.