| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AMZN | Common Stock, par value $.01 per share | Options Exercise | $0 | +25.6K | +17.18% | $0.00 | 175K | Aug 15, 2023 | Direct | |
| transaction | AMZN | Common Stock, par value $.01 per share | Sale | -$818K | -5.92K | -3.38% | $138.16 | 169K | Aug 15, 2023 | Direct | F1, F2 |
| transaction | AMZN | Common Stock, par value $.01 per share | Sale | -$279K | -2K | -1.18% | $139.40 | 167K | Aug 15, 2023 | Direct | F1, F3 |
| transaction | AMZN | Common Stock, par value $.01 per share | Sale | -$8.67M | -61.9K | -37.06% | $140.04 | 105K | Aug 15, 2023 | Direct | F1, F4 |
| transaction | AMZN | Common Stock, par value $.01 per share | Sale | -$34.1K | -242 | -0.23% | $141.11 | 105K | Aug 15, 2023 | Direct | F1, F5 |
| transaction | AMZN | Common Stock, par value $.01 per share | Sale | -$68.5K | -500 | -0.48% | $137.00 | 104K | Aug 16, 2023 | Direct | F1 |
| holding | AMZN | Common Stock, par value $.01 per share | 340 | Aug 15, 2023 | In trust | ||||||
| holding | AMZN | Common Stock, par value $.01 per share | 143 | Aug 15, 2023 | Amazon.com 401(k) plan account |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AMZN | Restricted Stock Unit Award | Options Exercise | $0 | -25.6K | -11.71% | $0.00 | 193K | Aug 15, 2023 | Common Stock, par value $.01 per share | 25.6K | $0.00 | Direct | F6, F7 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 05/05/2023. |
| F2 | Represents the weighted average sale price. The highest price at which shares were sold was $138.66 and the lowest price at which shares were sold was $137.75. |
| F3 | Represents the weighted average sale price. The highest price at which shares were sold was $139.75 and the lowest price at which shares were sold was $138.81. |
| F4 | Represents the weighted average sale price. The highest price at which shares were sold was $140.86 and the lowest price at which shares were sold was $139.91. |
| F5 | Represents the weighted average sale price. The highest price at which shares were sold was $141.15 and the lowest price at which shares were sold was $141.07. |
| F6 | Converts into Common Stock on a one-for-one basis. |
| F7 | This award vests based upon the following vesting schedule: 67,800 shares on August 15, 2021; 33,900 shares on November 15, 2021; 33,920 shares on February 15, 2022; 29,480 shares on each of May 15, 2022, August 15, 2022, and November 15, 2022; 29,500 shares on February 15, 2023; 25,620 shares on May 15, 2023; 25,640 shares on each of August 15, 2023, November 15, 2023, and February 15, 2024; 20,040 shares on each of May 15, 2024, August 15, 2024, and November 15, 2024; 20,060 shares on February 15, 2025; 15,460 shares on May 15, 2025; and 15,480 shares on each of August 15, 2025, November 15, 2025, and February 15, 2026. |
The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.