John Lipman - May 23, 2023 Form 4 Insider Report for Roth CH Acquisition IV Co. (TYGO)

Role
former director and officer
Signature
/s/ John Lipman
Stock symbol
TYGO
Transactions as of
May 23, 2023
Transactions value $
$172,250
Form type
4
Date filed
5/25/2023, 05:45 PM
Previous filing
Dec 6, 2021
Next filing
Jun 16, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TYGO Common Stock Sale -497K -62.01% 304K May 23, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TYGO Warrants to purchase common stock Sale -50.9K -91.87% 4.5K May 23, 2023 Common Stock 50.9K $11.50 Direct F1, F2, F3
transaction TYGO Warrants to purchase common stock Purchase $172K +265K +5886.27% $0.65 270K May 25, 2023 Common Stock 265K $11.50 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

John Lipman is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 The reporting person disposed of (i) 394,963 shares of common stock and (ii) 101,802 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $552,229.25.
F2 The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.
F3 The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.