John C. Lipman - 23 May 2023 Form 4 Insider Report for Roth CH Acquisition IV Co. (TYGO)

Role
former director and officer
Signature
/s/ John Lipman
Issuer symbol
TYGO
Transactions as of
23 May 2023
Net transactions value
+$172,250
Form type
4
Filing time
25 May 2023, 17:45:18 UTC
Previous filing
06 Dec 2021
Next filing
16 Jun 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TYGO Common Stock Sale -496,765 -62% 304,326 23 May 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TYGO Warrants to purchase common stock Sale -50,901 -92% 4,502 23 May 2023 Common Stock 50,901 $11.50 Direct F1, F2, F3
transaction TYGO Warrants to purchase common stock Purchase $172,250 +265,000 +5886% $0.6500 269,502 25 May 2023 Common Stock 265,000 $11.50 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

John C. Lipman is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 The reporting person disposed of (i) 394,963 shares of common stock and (ii) 101,802 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $552,229.25.
F2 The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.
F3 The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.