John C. Lipman - 03 Dec 2021 Form 4 Insider Report for Roth CH Acquisition V Co.

Signature
By: /s/ John Lipman
Issuer symbol
N/A
Transactions as of
03 Dec 2021
Net transactions value
+$1,119,480
Form type
4
Filing time
06 Dec 2021, 20:42:22 UTC
Previous filing
30 Nov 2021
Next filing
25 May 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ROCL Common Stock Purchase $1,119,480 +111,948 +16% $10.00 802,232 03 Dec 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ROCL Warrants to purchase Common Stock Purchase +55,974 55,974 03 Dec 2021 Common Stock 55,974 $11.50 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person acquired units, each unit consisting of one share of common stock and one-half of one warrant.
F2 The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.
F3 The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.