John Lipman - Dec 3, 2021 Form 4 Insider Report for Roth CH Acquisition V Co. (ROCL)

Role: Co-CEO & Co-Chairman of Board, Director
Signature: By: /s/ John Lipman
Stock symbol: ROCL
Transactions as of: Dec 3, 2021
Transactions value $: $1,119,480
Form type: 4
Date filed: 12/6/2021, 08:42 PM
Previous filing: Nov 30, 2021
Next filing: May 25, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	ROCL	Common Stock	Purchase	$1.12M	+112K	+16.22%	$10.00	802K	Dec 3, 2021	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	ROCL	Warrants to purchase Common Stock	Purchase		+56K			56K	Dec 3, 2021	Common Stock	56K	$11.50	Direct	F1, F2, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The reporting person acquired units, each unit consisting of one share of common stock and one-half of one warrant.
F2	The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.
F3	The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.