Dr. Alton L. Boynton - 04 Apr 2023 Form 4 Insider Report for NORTHWEST BIOTHERAPEUTICS INC (NWBO)

Role
CHIEF SCIENTIFIC OFFICER, Director
Signature
/s/ Dr. Alton L. Boynton
Issuer symbol
NWBO
Transactions as of
04 Apr 2023
Net transactions value
$0
Form type
4
Filing time
05 Apr 2023, 09:30:16 UTC
Previous filing
07 Feb 2023
Next filing
08 Aug 2024
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NWBO STOCK OPTIONS Gift $0 -6,794,191 -70% $0.000000 2,967,065 04 Apr 2023 COMMON STOCK PAR VALUE $0.001 6,794,191 $0.3500 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 GIFT FROM DR. BOYNTON TO FAMILY MEMBERS WHO DO NOT SHARE SAME RESIDENCE FOR ESTATE PLANNING PURPOSES