Alton L. Boynton - Apr 4, 2023 Form 4 Insider Report for NORTHWEST BIOTHERAPEUTICS INC (NWBO)

Role
CHIEF SCIENTIFIC OFFICER, Director
Signature
/s/ Dr. Alton L. Boynton
Stock symbol
NWBO
Transactions as of
Apr 4, 2023
Transactions value $
$0
Form type
4
Date filed
4/5/2023, 09:30 AM
Previous filing
Feb 7, 2023
Next filing
Aug 8, 2024

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NWBO STOCK OPTIONS Gift $0 -6.79M -69.6% $0.00 2.97M Apr 4, 2023 COMMON STOCK PAR VALUE $0.001 6.79M $0.35 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 GIFT FROM DR. BOYNTON TO FAMILY MEMBERS WHO DO NOT SHARE SAME RESIDENCE FOR ESTATE PLANNING PURPOSES