Alton L. Boynton - Dec 31, 2022 Form 5 Insider Report for NORTHWEST BIOTHERAPEUTICS INC (NWBO)

Role
CHIEF SCIENTIFIC OFFICER
Signature
/s/ Dr. Alton L. Boynton
Stock symbol
NWBO
Transactions as of
Dec 31, 2022
Transactions value $
$0
Form type
5
Date filed
2/7/2023, 04:55 PM
Next filing
Apr 5, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NWBO COMMON STOCK OPTIONS Gift $0 -4.9M -33.42% $0.00 9.76M May 26, 2022 COMMON STOCK PAR VALUE $0.001 4.9M $0.23 Direct F1
transaction NWBO COMMON STOCK OPTIONS Gift $0 -3M -23.51% $0.00 9.76M Jul 27, 2022 COMMON STOCK PAR VALUE $0.001 3M $0.35 Direct F1
transaction NWBO COMMON STOCK OPTIONS Gift $0 -4.5M -31.55% $0.00 9.76M Dec 6, 2022 COMMON STOCK PAR VALUE $0.001 4.5M $0.35 Direct F1
transaction NWBO COMMON STOCK OPTIONS Gift $0 -4.5M -31.55% $0.00 9.76M Dec 6, 2022 COMMON STOCK PAR VALUE $0.001 4.5M $0.35 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 GIFTS FROM DR. BOYNTON FOR ESTATE PLANNING PURPOSES.