Dr. Alton L. Boynton - 31 Dec 2022 Form 5 Insider Report for NORTHWEST BIOTHERAPEUTICS INC (NWBO)

Role
CHIEF SCIENTIFIC OFFICER
Signature
/s/ Dr. Alton L. Boynton
Issuer symbol
NWBO
Transactions as of
31 Dec 2022
Net transactions value
$0
Form type
5
Filing time
07 Feb 2023, 16:55:06 UTC
Next filing
05 Apr 2023
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NWBO COMMON STOCK OPTIONS Gift $0 -4,900,000 -33% $0.000000 9,761,256 26 May 2022 COMMON STOCK PAR VALUE $0.001 4,900,000 $0.2300 Direct F1
transaction NWBO COMMON STOCK OPTIONS Gift $0 -3,000,000 -24% $0.000000 9,761,256 27 Jul 2022 COMMON STOCK PAR VALUE $0.001 3,000,000 $0.3500 Direct F1
transaction NWBO COMMON STOCK OPTIONS Gift $0 -4,500,000 -32% $0.000000 9,761,256 06 Dec 2022 COMMON STOCK PAR VALUE $0.001 4,500,000 $0.3500 Direct F1
transaction NWBO COMMON STOCK OPTIONS Gift $0 -4,500,000 -32% $0.000000 9,761,256 06 Dec 2022 COMMON STOCK PAR VALUE $0.001 4,500,000 $0.3500 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 GIFTS FROM DR. BOYNTON FOR ESTATE PLANNING PURPOSES.