Phillip Goldstein - Mar 29, 2023 Form 4 Insider Report for SPECIAL OPPORTUNITIES FUND, INC. (SPE)

Role: Chairman and Secretary, Director
Signature: /s/ Stephanie Darling, as Power of Attorney for Phillip Goldstein
Stock symbol: SPE
Transactions as of: Mar 29, 2023
Transactions value $: $24,262
Form type: 4
Date filed: 3/31/2023, 05:00 PM
Previous filing: Mar 21, 2023
Next filing: Apr 7, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SPE	Common Stock	Purchase	$7.25K	+675	+3.09%	$10.74	22.5K	Mar 29, 2023	Direct
transaction	SPE	Common Stock	Purchase	$17K	+1.57K	+6.97%	$10.85	24.1K	Mar 30, 2023	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).