Chun K. Hong - Mar 21, 2023 Form 4 Insider Report for NETLIST INC (NLST)

Role: President, CEO and Chairman, Director
Signature: /s/ Gail Sasaki, Attorney-in-Fact
Stock symbol: NLST
Transactions as of: Mar 21, 2023
Transactions value $: -$1,000,772
Form type: 4
Date filed: 3/23/2023, 09:33 PM
Previous filing: Mar 17, 2023
Next filing: Apr 26, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	NLST	Common Stock	Sale	-$165K	-41.4K	-0.95%	$4.00	4.32M	Mar 21, 2023	Hong-Cha Property Trust	F1
transaction	NLST	Common Stock	Sale	-$835K	-209K	-4.83%	$4.00	4.11M	Mar 22, 2023	Hong-Cha Property Trust	F1, F2
holding	NLST	Common Stock						2.24M	Mar 21, 2023	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	This transaction was effected pursuant to a Rule 10b5-1 Plan.
F2	The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.00 to $4.07 per share. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Content

This transaction was effected pursuant to a Rule 10b5-1 Plan.

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.00 to $4.07 per share. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.