Gail M. Sasaki - 07 Mar 2023 Form 4 Insider Report for NETLIST INC (NLST)

Role
Vice President and CFO
Signature
/s/ Gail M. Sasaki
Issuer symbol
NLST
Transactions as of
07 Mar 2023
Net transactions value
-$97,722
Form type
4
Filing time
09 Mar 2023, 15:45:42 UTC
Previous filing
16 Feb 2023
Next filing
17 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NLST Common Stock Sale $11,160 -3,875 -0.89% $2.88 432,220 07 Mar 2023 Direct F1
transaction NLST Common Stock Sale $86,562 -28,854 -6.7% $3.00 403,366 07 Mar 2023 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. The "sell to cover" transactions were effected pursuant to a Rule 10b5-1 trading plan.
F2 This transaction was effected pursuant to a Rule 10b5-1 Plan.