Gail M. Sasaki - Mar 7, 2023 Form 4 Insider Report for NETLIST INC (NLST)

Role
Vice President and CFO
Signature
/s/ Gail M. Sasaki
Stock symbol
NLST
Transactions as of
Mar 7, 2023
Transactions value $
-$97,722
Form type
4
Date filed
3/9/2023, 03:45 PM
Previous filing
Feb 16, 2023
Next filing
Mar 17, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NLST Common Stock Sale -$11.2K -3.88K -0.89% $2.88 432K Mar 7, 2023 Direct F1
transaction NLST Common Stock Sale -$86.6K -28.9K -6.68% $3.00 403K Mar 7, 2023 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. The "sell to cover" transactions were effected pursuant to a Rule 10b5-1 trading plan.
F2 This transaction was effected pursuant to a Rule 10b5-1 Plan.